来自 Forex.com 嘉盛 的消息:
金融市场行为监管局将取代金融服务监管局,成为英国金融服务的监管机构
从2013年4月1日起,监管整个英国金融行业的金融服务监管局(Financial Services Authority,简称"FSA")将被取消,并将由金融市场行为监管局(Financial Conduct Authority,简称"FCA")和审慎监管局(Prudential Regulatory Authority,简称"PRA")这两个新的监管机构所取代。
自该日起,FOREX.com嘉盛英国有限公司及其员工将受FCA的监管。
FCA将会制定并实施与FSA类似的规定,以保护消费者并确保市场运作的诚信。同时,FCA已声明将会对违反监管规定的公司进行严厉处罚。
这一监管机构的变更将不会改变任何针对英国监管公司之客户的主要保护措施,尤其是:
客户的资金将仍会完全单独存放。 | |
客户将仍能向金融申诉服务公司Financial Ombudsman提交投诉。 | |
客户将能继续享受英国金融服务补偿计划(简称“FSCS”)。 |
FOREX.com嘉盛英国有限公司为您提供的服务将不会因英国监管机构的变更而变化,4月1日后公司运营仍将照常进行。
On 1st April 2013, the Financial Services Authority ("FSA"), which regulates the entire financial industry in the UK, will cease to exist. In its place will sit two new regulators – the Financial Conduct Authority ("FCA") and the Prudential Regulatory Authority ("PRA").
From this date, GAIN Capital - FOREX.com UK Ltd and its employees will be authorised and regulated by the FCA.
The FCA is expected to set and enforce similar rules to the FSA to protect consumers and ensure that markets operate with integrity. Furthermore, the FCA has announced that it intends to issue heavy financial penalties for those that fall short of the regulations.
The change of regulator will not change any of the key protections offered to clients of UK regulated firms, notably:
Client funds will remain fully segregated. | |
Clients will continue to have access to the Financial Ombudsman. | |
Clients will continue to be covered by the Financial Services Compensation Scheme ("FSCS") |
GAIN Capital – FOREX.com does not expect to make any changes to our services as a result of the change to our UK regulator. Business will continue as usual from April 1st.
For further information visit www.fca.org.uk